Digital Asset Compliance Handbook
Regulation, custody, and disclosure for firms and protocols
This handbook synthesizes core regulatory frameworks and compliance expectations for firms operating in digital asset markets. It covers SEC guidance, custody rules, disclosure requirements, and practical steps for building internal controls. Written for legal, compliance, and operations teams at issuers, exchanges, and custody providers — with checklists, policy templates, and enforcement takeaways.
Chapters
Chapter 1: Introduction to Digital Asset Regulation
Overview of the regulatory landscape: securities vs. commodities, key agencies, and how enforcement has evolved.
Chapter 2: Custody and Safeguarding
Custody rules, qualified custodians, and best practices for holding digital assets on behalf of clients.
Chapter 3: Disclosure and Reporting
What investors and regulators expect in offering documents, periodic reports, and internal record-keeping.
Chapter 4: Enforcement Trends and Takeaways
Recent enforcement actions, common pitfalls, and how to stay prepared in a multi-jurisdictional environment.
What Readers Say
“An essential reference for anyone building compliance programs in digital assets.”
“Clear, practical, and aligned with how regulators are thinking today.”
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Digital Asset Compliance Handbook
Regulation, custody, and disclosure for firms and protocols
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